1
Have you ever had an insurance or securities license denied, suspended, cancelled or revoked?
N
2
Has any regulatory body ever sanctioned, censured, penalized or otherwise disciplined you?
N
3
Has any state, federal or self-regulatory agency filed a complaint against you, fined, sanctioned, censured, penalized or otherwise disciplined you for a violation of their regulations or state or federal statutes?
N
4
Have you ever been convicted or plead guilty or nolo contendere (no contest), served any probation, paid any fines or court costs, had charges dismissed through any type of first offender or deferred adjudication or suspended sentence procedure, or are any charges currently pending against you for any FELONY offense?
N
Year of offense(s):
Jurisdiction (county or federal district) where the case(s) took place:
Your name at the time of the offense:
Charges/Offences:
Sentencing and other information:
5
Are you in possession of a valid 1033 waiver from a state DOI or other regulatory authority for any of the above offenses? Please attach/include 1033 waiver if you answered yes.
N
6
In the last seven years, have you been convicted or plead guilty or nolo contendere (no contest), served any probation, paid any fines or court costs, had charges dismissed through any type of first offender or deferred adjudication or suspended sentence procedure, or are any charges currently pending against you for any MISDEMEANOR offense other than a minor traffic violation?
N
7
In the past ten years, have you personally filed a bankruptcy petition or declared bankruptcy?
N
8
Are there any unsatisfied judgments, garnishments or liens against you?
N
9
Are you in debt to any insurance company?
N
10
Are you currently a party to any litigation or a subject of any investigation(s)?
N
11
Have you ever had an appointment with another insurance company denied or terminated for cause?
N